Professional Securities Broker Certificate: Executing Buying and Selling in Accordance with Investor Orders
ໃບຢັ້ງຢືນນັກວິຊາຊີບທຸລະກິດລັກຊັບ ປະເພດ ນາຍໜ້າຊື້-ຂາຍຫຼັກຊັບ ຕາມການສັ່ງຊື້ ຫຼື ສັ່ງຂາຍຂອງຜູ້ລົງທຶນ
| General information | ||
|---|---|---|
| Type of formality | Certificate | |
| Date of last modification | 03.05.2024 | |
| Responsible Authorities | Lao Securities Commission Office
(021 217770;) |
|
| LSIC | K - Financial and insurance activities | |
| Who should complete this business formality? | ||
| Qualifications needed by the business to get the formality | ||
| Additional Comment | ||
| REQUIRED DOCUMENTS FORMALITIES - First time | ||||
|---|---|---|---|---|
| Name | Comment | |||
| Application Form | ||||
| Photo (3x4) | ||||
| Court Clearence | ||||
| Address Certification | ||||
| Copy of ID | ||||
| Education Qualification Evidence | ||||
| Employment Contract | ||||
| REQUIRED DOCUMENTS FORMALITIES - Renew | ||||
|---|---|---|---|---|
| Name | Comment | |||
| Remark | ||||
| Mean of presentation | ||
|---|---|---|
| Means of presentation | At the Authority Offices | |
| Address of authority | Lao Securities Commission Office, Bank of Lao PDR | |
| Processing Time (Day(s)) | 15 | |
| RENEWAL INFORMATION | ||
|---|---|---|
| Does the formality have a validity or an expiration date? | YES | |
| How long will the formality be valid for? (in months) | 24 | |
| What is the process and conditions to renew the formality? | ||
| ISSUING FEES | ||||
|---|---|---|---|---|
| Has application fees? | Service fees | Certificate fees | Application fees | Total fees |
| YES | 0.00 | 5000000.00 | 2000000.00 | 7000000.00 |
| Comments | ||||
| RENEWAL FEES | ||||
|---|---|---|---|---|
| Has renewal fees? | Service fees | Certificate fees | Renewal fees | Total renewal fees |
| YES | 0.00 | 3000000.00 | 0.00 | 3000000.00 |
| Comments | ||||
